Cookies on the PFS website

By using and browsing the PFS website, you consent to cookies being used in accordance with our policy. If you do not consent, you are always free to disable cookies if your browser permits, although doing so may interfere with your use of some of our sites or services. Find out more »

Personal Finance Society
Recently added to my basket
 
Sorry but there was an error adding this to your basket. Please try adding it again
 

Search

5 results for Senior Managers and Certification Regime
Research | 21 Aug 2017
A page of materials to make sense of the Senior Managers & Certification Regime (SMCR) that will soon underpin the regulation of important staff within all financial services firms.
News items | 06 Jul 2017
The Senior Managers and Certification Regime (SMCR) is a new regulatory framework for similar fitness, propriety, conduct and accountability standards for individuals holding positions of responsibility within financial services firms including mortgage lenders and brokers. 
News items | 30 Jan 2019
We enter 2019 in a position of relative strength, with the most recent data from IRESS, Equifax Touchstone and other sources suggesting that notwithstanding GDPR and the introduction of the Insurance Distribution Directive, the industry has experienced growth in demand for advice and in sales for...
Research | 06 Jun 2017
The Senior Managers and Certification Regime (SMCR) which has caught senior executives and important functions in deposit-taking institutions since 2016 will extend to all financial services firms by end-2018.
Research | 18 Jul 2016
A summary of the full length CII Guidance document 
 
« Previous
Next »
1

Only show:

Search by date: